Officer, Regulatory Compliance

Responsibilities

• Monitor regulatory changes and disseminate circulars to teams.
• Coordinate comments on draft regulations and prepare compliance bulletins.
• Update and localize compliance policies for regional subsidiaries.
• Ensure implementation of policies and investigate compliance breaches.
• Conduct quality assurance reviews and monitor policy adherence.

Requirements

• Bachelor's degree in Finance, Accounting, Law, or Business Administration.
• 1–2 years in financial services plus 3–4 years in stakeholder management.
• Knowledge of regulatory requirements, compliance best practices, and trends.
• Master's degree or compliance certifications are an advantage.